1 2

Grasp Ltd

ICA Essentials – Conduct Risk

ICA Essentials – Conduct Risk

£250.00 GBP
£250.00 GBP
Sale Sold out
Tax included.

Designed for those who have a limited knowledge of the conduct risk but want to understand the fundamentals.

Course details

  • Gain a solid understanding of what good conduct looks like.
  • 3-hour live, instructor-led virtual workshop
  • Earn a certificate of completion and receive a £100 discount on the ICA Specialist Certificate in Conduct Risk (if you choose to go on to further study)

What will I learn?

  • Understanding Conduct and Conduct Risk
    o    The Conduct Agenda
    o    Development Drivers
    o    What is Good Conduct
    o    Risk Management and GRC

  • Why is good conduct so important?
    o    Definitions of conduct and risk appetite
    o    Benefits of good conduct
    o    Conduct Frameworks
    o    Common features of good conduct

  • The impacts of poor conduct
    o    The firm
    o    The consumer
    o    The market
    o    Non-financial misconduct

  • Practical examples
    o    UK regulation examples
    o    EU regulation examples
    o    General examples
View full details