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Grasp Ltd

ICA Specialist Certificate in Conduct Risk

ICA Specialist Certificate in Conduct Risk

£700.00 GBP
£700.00 GBP
Sale Sold out
Tax included.

Discover what good conduct looks like for your firm and your customers.

Course details

  • Discover what good conduct looks like for your firm and what it looks like for customers
  • Explore conduct risk in the context of governance, risk and compliance (GRC) frameworks
  • Review examples of good conduct and how they contribute to good customer and market outcomes
  • Get to grips with conduct in practice including the UK Senior Managers and Certification Regime, MiFID II, GDPR, handling complaints and vulnerable customers
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What will I learn?

  • Development of the conduct agenda
  • Core components of conduct risk
  • What does good conduct look like for a firm?
  • Know your responsibilities and accountabilities
  • What does good conduct look like for customers?
  • Meeting the customer's objectives – the outcomes-focused approach
  • The importance of good market conduct
  • The impact of poor conduct
  • Understanding a conduct framework in practice – the Senior Managers & Certification Regime (UK)

Course format

  • Study in your own time and at your own pace
  • Course can be completed in as little as four weeks but you will have access for up to two months
  • Assessed by a one hour online multiple-choice exam that you can take at any point during your studies
  • Your results are available immediately
  • Downloadable certificate to demonstrate your achievement

Is this course right for me?

ICA Specialist Certificates are designed for anyone wanting focused yet accessible knowledge in specific areas of risk. They are suitable either for those working in the first and second lines of defence looking to certify existing specialist areas of knowledge, or for those looking to increase their professional agility by learning about new areas of risk.

Course fees

If you are not an existing ICA Member, a fee for 12 months’ membership will be added. Currency is dependent on location and subject to local taxes:

Course fee

ICA Membership fee

GBP – 700

GBP – 135

EUR – 770

EUR – 150

USD – 900

USD - 175


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